-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PwR7FUK073O92nQJbus60iwRPIdqQ5F4gRKDE56BwzxpoBSgGWDSkfd4yxhxO4Q3 Sq3I86uPmZqWUx005JGCew== 0000950134-98-001315.txt : 19980218 0000950134-98-001315.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950134-98-001315 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: I2 TECHNOLOGIES INC CENTRAL INDEX KEY: 0001009304 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 752294945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-49629 FILM NUMBER: 98543594 BUSINESS ADDRESS: STREET 1: 909 E LAS COLINAS BLVD STREET 2: 16TH FL CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 2148606000 MAIL ADDRESS: STREET 1: 909 E LAS COLINAS BLVD STREET 2: 16TH FLOOR CITY: IRVING STATE: TX ZIP: 75039 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: K B CHARMA LP CENTRAL INDEX KEY: 0001033448 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 909 E LAS COLINAS BLVD STREET 2: 16TH FLOOR CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 2148606000 MAIL ADDRESS: STREET 2: 1603 LBS FREEWAY,SUITE 780 CITY: DALLAS STATE: TX ZIP: 75234 SC 13G 1 SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------------- Schedule 13G (RULE 13D-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 1) i2 TECHNOLOGIES, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, par value $0.00025 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 465754-10-9 - -------------------------------------------------------------------------------- (CUSIP Number) 2 CUSIP NO. 465754-10-9 13G Page 2 of 10 Pages - ------------------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) KANNA N. SHARMA SS# ###-##-#### - ------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - ------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - ------------------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER 333,334 SHARES OF COMMON STOCK OF ------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 1,562,000 SHARES OF COMMON STOCK OWNED BY ------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 333,334 SHARES OF COMMON STOCK WITH ------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,562,000 SHARES OF COMMON STOCK - ------------------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,895,334 SHARES OF COMMON STOCK - ------------------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.9% AS OF DECEMBER 31, 1997. - ------------------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! 3 CUSIP NO. 465754 10 9 13G Page 3 of 10 Pages --------------------- ------------------ - --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) THE K-B SHARMA LIMITED PARTNERSHIP IRS TAXPAYER ID # 75-2645556 - --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION TEXAS - --------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER 1,540,000 SHARES OF COMMON STOCK OF -------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY -------------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 1,540,000 SHARES OF COMMON STOCK WITH -------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,540,000 SHARES OF COMMON STOCK - --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.8% AS OF DECEMBER 31, 1997 - --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ---------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! 4 Page 4 of 10 Pages ITEM 1(a) NAME OF ISSUER: i2 Technologies, Inc. ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 909 E. Las Colinas Blvd. 16th Floor Irving, Texas 75039 ITEM 2(a) NAME OF PERSON FILING: This statement is filed by (i) Kanna N. Sharma and (ii) The K-B Sharma Limited Partnership, sometimes referred to collectively as the "Sharma Reporting Group." Mr. Sharma is the Vice-Chairman of the Board, Executive Vice-President and Secretary of the Issuer. The Sharma Reporting Group may be deemed to be a "group" for the purposes of Sections 13(d) and 13(g) of the Securities Exchange Act of 1934 and the rules thereunder (the "Act"), although each reporting person expressly disclaims any assertion or presumption that it and the other person on whose behalf this statement is filed constitutes a "group." The filing of this Statement and the Agreement Relating to Joint Filing of Schedule 13G attached as Exhibit A hereto should not be construed to be an admission that any of the Sharma Reporting Group is a member of a "group" consisting of one or more persons. ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 909 E. Las Colinas Blvd. 16th Floor Irving, Texas 75039 ITEM 2(C) CITIZENSHIP: Mr. Sharma is a United States citizen, and The K-B Sharma Limited Partnership has its principal place of business in, and is organized under the laws of, the State of Texas.
5 Page 5 of 10 Pages ITEM 2(D) TITLE OF CLASS OF SECURITIES: Common Stock, par value $0.00025 per share ITEM 2(E) CUSIP NUMBER: 465754-10-9 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: Not applicable. This statement on Schedule 13G is not being filed pursuant to Rule 13d-1(b) or 13d-2(b). ITEM 4. OWNERSHIP. (i) Kanna N. Sharma; (a) Amount Beneficially Owned: Kanna N. Sharma is the record owner of 333,334 shares of Common Stock as of December 31, 1997 and may be deemed to own beneficially an additional 1,562,000 shares of Common Stock of which 1,540,000 shares are held of record by The K-B Sharma Limited Partnership and 22,000 shares are held of record by The Bianca D. Sharma Charitable Remainder Trust One. The spouse of Mr. Sharma is the sole manager of the general partner of The K-B Sharma Limited Partnership and the sole trustee of the Bianca D. Sharma Charitable Remainder Trust One, and in such capacities holds the sole power to vote and dispose of the shares owned by such entities. Therefore, Mr. Sharma may be deemed to own beneficially an aggregate of 1,895,334 shares of Common Stock as of December 31, 1997. (b) Percent of Class: 5.9% as of December 31, 1997. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 333,334 shares. (ii) shared power to vote or to direct the vote: 1,562,000 shares.
6 Page 6 of 10 Pages (iii) sole power to dispose or to direct the disposition of: 333,334 shares. (iv) shared power to dispose or to direct the disposition of: 1,562,000 shares. (ii) The K-B Sharma Limited Partnership; (a) Amount Beneficially Owned: 1,540,000 shares. (b) Percent of Class: 4.8% as of December 31, 1997. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 1,540,000 shares. (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 1,540,000 shares. (iv) shared power to dispose or to direct the disposition of: 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. As of the date hereof, The K-B Sharma Limited Partnership has ceased to be the beneficial owner of more than five percent of the class of securities. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable.
7 Page 7 of 10 Pages ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. The Sharma Reporting Group may be deemed to be a "group" for the purposes of Sections 13(d) and 13(g) of the Act and the rules thereunder, although each reporting person expressly disclaims any assertion or presumption that it or the other person on whose behalf this statement is filed constitutes a "group." The filing of this Statement and the Agreement Relating to Joint Filing of Schedule 13G attached as Exhibit A hereto should not be construed to be an admission that any of the Sharma Reporting Group is a member of a "group" consisting of one or more persons. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable. ITEM 10. CERTIFICATION. Not Applicable. This statement on Schedule 13G is not filed pursuant to Rule 13d-1(b). 8 Page 8 of 10 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. February 17, 1998 /s/ Kanna N. Sharma --------------------------------- Kanna N. Sharma THE K-B SHARMA LIMITED PARTNERSHIP By: Sharma Management, L.L.C., its General Partner By: /s/ Bianca D. Sharma ---------------------------- Bianca D. Sharma, Sole Manager 9 Page 9 of 10 Pages EXHIBIT INDEX
Located on Sequentially Exhibit Description of Exhibit Numbered Page - ------- ---------------------- ------------- Exhibit A Agreement Relating to Joint Filing 10 Schedule 13G
10 Page 10 of 10 Pages EXHIBIT A AGREEMENT RELATING TO JOINT FILING OF SCHEDULE 13G The undersigned hereby agree that, without admitting beneficial ownership, a single Schedule 13G (or any amendment thereto) relating to the Common Stock of i2 Technologies, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. Dated: February 17, 1998 /s/ Kannna N. Sharma --------------------------------- Kanna N. Sharma THE K-B SHARMA LIMITED PARTNERSHIP By: Sharma Management, L.L.C., its General Partner By: /s/ Bianca D. Sharma ----------------------------- Bianca D. Sharma, Sole Manager -----END PRIVACY-ENHANCED MESSAGE-----